Non-parametric and parametric methods using satellite images for estimating growing stock in Alpine and Mediterranean forest ecosystems

This paper describes applications of non-parametric and parametric methods for estimating forest growing stock volume using Landsat images on the basis of data measured in the field, integrated with ancillary information. Several k-Nearest Neighbors (k-NN) algorithm configurations were tested in two study areas in Italy belonging to Mediterranean and Alpine ecosystems. Field data were acquired by the regional forest inventory and forest management plans, and satellite images are from Landsat 5 TM and Landsat 7 ETM+. The paper describes the data used, the methodologies adopted and the results achieved in terms of pixel level accuracy of forest growing stock volume estimates. The results show that several factors affect estimation accuracy when using the k-NN method. For the two test areas a total of 3500 different configurations of the k-NN algorithm were systematically tested by changing the number and type of spectral and ancillary input variables, type of multidimensional distance measures, number of nearest neighbors and methods for spectral feature extraction using the leave-one-out (LOO) procedure. The best k-NN configurations were then used for pixel level estimation; the accuracy was estimated with a bootstrapping procedure; and the results were compared to estimates obtained using parametric regression methods implemented on the same data set. The best k-NN growing stock volume pixel level estimates in the Alpine area have a Root Mean Square Error (RMSE) ranging between 74 and 96 m3 ha-1 (respectively, 22% and 28% of the mean measured value) and between 106 and 135 m3 ha-1 (respectively, 44% and 63% of the mean measured value) in the Mediterranean area. On the whole, the results cast a promising light on the use of non-parametric techniques for forest attribute estimation and mapping with accuracy high enough to support forest planning activities in such complex landscapes. The results of the LOO analyses also highlight the importance of a local empirical optimization phase of the k-NN procedure before defining the best algorithm configuration. In the tests performed the pixel level accuracy increased, depending on the k-NN configuration, as much as 100%.